Rule 10b5-1 Trading Plans in the Current Environment – The Importance of Doing it Right

— February 2013


Rule 10b5-1 under the Securities Exchange Act of 1934 allows officers, directors and other insiders of public companies to purchase and sell their company’s stock while they are in possession of material non-public information, provided that the transaction is made pursuant to a trading plan previously established at a time when the insider was not aware of material non-public information…
Published by the American Bar Association in the February 2013 edition of Business Law Today.