Eric Marion has been representing financial institutions and their holding companies for more than 25 years. His practice focuses on corporate and securities laws while assisting clients to effect mergers, acquisitions, debt and equity offerings and mutual to stock conversions. Mr. Marion advises Boards of Directors and management on regulatory matters, corporate governance, executive compensation and employee benefit planning.
Mr. Marion has extensive experience preparing and submitting filings with various federal and state banking and securities agencies across the United States. He assists corporate clients with the preparation of both public and private debt and equity offering documents, representing issuers and underwriters in the transactions. Mr. Marion prepares blue sky surveys, state filings and applications with FINRA and the national securities exchanges.
For public companies, Mr. Marion assists Boards of Directors and management in complying with their fiduciary responsibilities to shareholders and the rules and regulations of the U.S. Securities and Exchange Commission (“SEC”). He actively engages with clients in the preparation and filing of quarterly, annual and current reports with the SEC. Mr. Marion guides his clients through the annual meeting process and their interactions with institutional and activist investors.
Mr. Marion has spoken before state banking organizations, including the Louisiana Bankers Association and Pennsylvania Association of Community Bankers (“PACB”). He has authored articles on current topics for publication in the magazine of the PACB.
Prior Government Service
Commodity Futures Trading Commission, Summer clerk to the Honorable Bruce C. Levine.
U.S. House of Representatives, Staff Assistant to the Honorable L.F. Payne.